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Series 7 Study Guide 500 Series 7 Exam Prep Practice Test

 
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Series 7 Study Guide 500 Series 7 Exam Prep Practice Test
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Series 7 Study Guide: 500 Series 7 Exam Prep Practice Test Questions
by Series 7 Exam Prep Team
rating: 3.5 (3 reviews)


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->>->>->>ONLINE BOOK Series 7 Study Guide: 500 Series 7 Exam Prep Practice Test Questions


The best way to prepare for any exam is to practice, but only if the practice questions are worthwhile. You don't want to waste time - and money! - retaking an exam. You want to accelerate your education, not miss opportunities for starting your future career! Every year, thousands of people think that they are ready for the Series 7 test but realize too late when they get their score back that they were not ready at all. There are a variety of methods to prepare for the Series 7 License test...and they get a variety of results. Trivium Test Prep's 500 question practice exam provides the information, secrets, and confidence needed to get you the score you need - the first time around - on the Series 7. Losing points on the Series 7 exam can cost you precious time, money, and effort that you shouldn't have to spend. What is in the book? You get 500 fully-explained example questions to ensure that you master the material. It's like real-time study guide as you practice to help lock in the necessary information. Why spend days or even weeks reading through meaningless junk, trying to sort out the helpful information from the fluff? We give you everything you need to know in a concise, comprehensive, and effective package.


Details:
rank: #76,971
price: $3.99
bound: 102 pages
publisher: Trivium Test Prep (April 14, 2017)
lang: English
asin:
isbn: 1635301343, 978-1635301342,
weight: 10.4 ounces (
filesize:




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Which of the below statements is correct? Ayour client will break-even with the stock at 25.40Byour client will break-even with the stock at 19.40Cyour clients holding period on the stock is erasedDyour clients potential profit has been capped by purchasing the optionQuestion 15 Explanation: The Internal Revenue Code states that buying a put option to protect a long stock position showing an unrealized short term capital gain wipes out the holding period that has accumulated to that point in timeKeith ,Is it possible to take the Series 7 exam without being sponsored? View Answer 2Question 26Place the following in their proper order in the handling of an orderTherefore, non payment in T+3 does not result in any action.Question 5The recommended way to handle a conflict of interest between a member firm and one of its customers in a proposed transaction or set of transactions is to: Adisclose the conflict of interest to the customer.Blet the compliance and/or legal department handle the situation.Cavoid the conflict dont propose transactions which involve conflicts of interest.Dthe member firm should obtain FINRA approval of the proposed transactions.Question 5 Explanation: The customary practice in the financial services industry is to disclose any potential or actual conflicts of interest at the time of recommending a transaction to a customer

He informs you that he likes ABC Technology, IncAs for why the other answers are false: age 70 has no significance in the Roth IRA; persons who have earned income above a Congressionally-set threshold are ineligible for a Roth IRA; post-59 withdrawals from the Roth IRA are normally tax-free.Question 11The Van Buren Growth Fund has its first breakpoint at $10,000, and its second breakpoint at $25,000An agreement that the stock of the corporation will not be traded by the broker-dealer as a market-makerBecause the November contract will have a larger premium, this spread is a Credit SpreadThe dedicated research staff have years of combined experience in mastering the content and skills necessary to succeed on the toughest examsSubject: Thank you - Message Body:Dictionary: # a b c d e f g h i j k l m n o p q r s t u v w x y z Content Library Articles Terms Videos Guides Slideshows FAQs Calculators Chart Advisor Stock Analysis Stock Simulator FXtrader Exam Prep Quizzer Net Worth Calculator Connect With Investopedia Work With Investopedia About Us Advertise With Us Write For Us Contact Us Careers Get Free Newsletters Newsletters Work With Investopedia About Us Advertise With Us Write For Us Contact Us Careers 2017, Investopedia, LLCThe study guide made the test so easy to understandAd valorem taxes are taxes on property, such as a home or commercial building, not on securities investmentsLiquidity is normally not a concern, since there are always buyers for US T-bondsAt the time of account opening, individuals filling out a new account form must supply certain information which will enable which of the following agencies to verify they are not on the list of known money launderers, terrorists or others deemed ineligible to open an account at a financial institution? AFINRABSECCOFACDJustice DepartmentQuestion 8 Explanation: The Office of Financial Asset Control keeps the list referred to in this question.Question 9Your customer MrA copy of the corporations charter or by-laws IV 07f867cfac



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